1.01Introduction and Program Description
The Department of Health (DOH), Division of Behavioral Health (DBH), is requesting proposals from eligible applicants to provide CBHTR Outpatient Treatment services for the State of Alaska in fiscal year FY2025 through FY2026 for the Ketchikan service area. Program Services are authorized under 7 AAC 78 Grant Programs. Additional governing statutes are 7 AAC 78—Grant Programs, AS 47.30.475. Grant-in-Aid Program, AS 47.30.520-620 Community Mental Health Services Act, 7AAC 70 Behavioral Health Services, 7AAC 135 Medicaid Coverage for Behavioral Health Services, AS 47.37 Uniform Alcoholism and Intoxication Treatment Act, AS 47.30.655-.915 Alaska Civil Commitment Statutes, AS 47.30.011-.061 Alaska Mental Health Trust Authority. State of Alaska statutes and regulations are accessible at the Department of Law Document Library or through the contact person identified on the cover page of this Request for Proposals (RFP).
Proposals are encouraged to identify how proposed services will fill any gaps in the current service continuum. Proposals should identify how grant funds will be utilized for services and activities not covered by other funding sources (e.g., Medicaid). Proposals submitted in response to this RFP must address all requirements of the solicitation, including but not limited to program goals, anticipated outcomes, program services, activities, and the requirement that proposed grant awards consisting of DOH funds are the payer of last resort.
It is an eligibility requirement that applicants for this solicitation must have a behavioral health Medicaid Provider Number and Department Approval to bill Medicaid for behavioral health services.
Structure of this RFP:
In this Request for Proposals, DBH is splitting funds into three categories. It is DBH’s intention to fund one project in each category. Applicants will submit a proposal to one of the following categories: Category 1. Psychiatric Emergency Services, Category 2. Outpatient Treatment for Adults with Serious Mental Illness, and Category 3. Adult Outpatient Substance Use Disorder Treatment.
Please review the categories listed in the solicitation carefully, as responding to the incorrect category may result in not being funded. Applicants may apply for more than one funding category but must submit a separate application for each category.
Service Categories for This Solicitation:
Category 1: Psychiatric Emergency Services (PES)
Psychiatric emergency services are rendered 7 days a week, 24 hours a day, to any resident of the Ketchikan service area experiencing a behavioral health emergency. Psychiatric emergency services include a 24/7 crisis line, crisis intervention, clinical screening and assessment, and crisis stabilization. PES requires that a master’s level clinician, as defined in 7 AAC 70.990 (28), be available 24/7 to respond to emergencies. See Attachment 2-Grant Programs and Service Standards for additional information regarding service requirements.
Category 2: Outpatient Treatment for Adults with Serious Mental Illness (SMI Outpatient)
Outpatient services for adults with serious mental illness occur on a continuum of care, ranging from outpatient clinic-based services to community-based supportive services. Required services include client outreach and engagement, clinical/psychiatric services, and support services. See Attachment 2-Grant Programs and Service Standards for additional information regarding service requirements.
Category 3: Adult Outpatient Substance Use Disorder Treatment (Adult Outpatient SUD)
Adult outpatient substance use disorder services must follow the American Society of Addiction Medicine (ASAM) 3rd edition requirements and include ASAM Outpatient level 1, 2.1, and 2.5. Adult outpatient services include a continuum of care. Applicants must either directly provide or link clients to employment and training, educational support, sober housing, and pharmacotherapy. See Attachment 2-Grant Programs and Service Standards for additional information regarding service requirements.
1.02Program Goals and Anticipated Outcomes
The proposed project must demonstrate a thorough understanding and support of the grant program goals and outcomes anticipated by the Department.
In each proposal submitted in response to this RFP, the applicant must describe how the proposed grant project will meet the seven (7) grant program goals and anticipated outcomes below.
- Provide timely, accessible care, particularly for those transitioning from a higher level of care.
- Ensure that clients receive the most appropriate level of care with change in levels as needed.
- Provide culturally and linguistically appropriate services.
- Provide trauma-informed and trauma treatment services.
- Promote recovery, resilience, and community integration.
- Recruit, train, and retain a competent workforce including the utilization of peer workers. The proposal must include specific strategies for recruiting and retaining staff to address workforce issues.
- Maximize client access to sources of insurance including Medicaid and demonstrate effective billing practices.
Projects must meet or exceed anticipated minimum outcomes described in this RFP.
1.03Program Services/Activities
Applicants must adhere to Attachment 2 – Grant Programs and Service Standards containing Standards Applicable to All Grantees and current Specific Program Standards requirements. Applicants agree to comply with all statutes and regulations referenced in this solicitation, including 7 AAC 70 Behavioral Health Services, 7 AAC 135 Medicaid Coverage for Behavioral Health Services, 7 AAC 136 Alaska Substance Use Disorder and Behavioral Health Program: 1115 Demonstration Waiver, 7 AAC 138 1115 Substance Use Disorder Waiver Services, 7 AAC 139 Behavioral Health 1115 Waiver Services, and 7 AAC 160 Medicaid Program; General Provisions. Providers must accept all individuals eligible for services, regardless of their ability to pay.
Please Note: in this RFP the terms “Service Type” and “Type”, followed by a number, refer to Specific Program Standards found in Attachment 2 – Grant Programs and Service Standards. Example: “Type 1.” refers to 1. Psychiatric Emergency Services (PES) Program, found in Attachment 2.
This RFP is soliciting the following numbered Service Types:
Category 1: Type 1. Psychiatric Emergency Services (PES) Program
Category 2: Type 4. Outpatient Treatment for Adults with Serious Mental Illness (SMI Outpatient)
Category 3: Type 16. Adult Outpatient Substance Use Disorder Treatment (Adult Outpatient SUD)
Service Narrative: Applicant must identify the category of service proposed, and must address the following information in the order described below:
- Identify the category (and numbered Service Type) proposed, and how it will be provided consistent with its requirements in Attachment 2 – Grant Programs and Service Standards. Applicants must describe how they will meet the requirements under both Standards Applicable to All Grantees and Specific Program Standards.
- The individual services to be provided (e.g., community recovery support services, intensive case management, individual psychotherapy, etc.).
- The anticipated number of clients to be served each year.
- The intensity of services to be provided (i.e., approximate number of services per person per month).
- A description of how and when services would be delivered and the degree to which these services are home and community based or clinic based.
- A list of any Evidence-Based Practice to be used (e.g., Matrix model, Cognitive Behavioral Therapy (CBT), etc.) and level of fidelity to the particular model. Describe any other best practices used or under development.
- A description of the projected ratio of number of direct service staff to clients and how adequately this would address the need.
- A description of any past program outcomes that reflect the provision of effective care and any related measures to be utilized in FY25.
- Additionally, Category 1 (PES programs) must provide:
- The projected number of crisis calls/contacts to be received and the projected number and location of off-site (Hospital Emergency Department, Correctional Facility, etc.) mental health assessments projected to be completed during the course of the fiscal year. Indicate how those projections were made
- The amount of Medicaid & other insurance reimbursement anticipated receiving for PES services in FY25.
- A description of partnerships and collaborations specific to PES (coordination with both referring agencies and agencies applicant will refer to for follow-up care). As crisis response services are developed in communities this should include mobile crisis teams, 23-hour observation service providers and/or crisis residential and stabilization providers.
- A description of established or planned collaboration with the crisis call center that ensures access to the PES service provider or referrals to the PES provider for 988/crisis callers.
- For communities with established crisis response services, a Memorandum of Agreement (MOA) with any providers of mobile crisis outreach, 23-hour observation, or crisis residential stabilization services is required for the PES provider.
Applicant proposals must describe the ways in which the project aligns with program intent. The submitted project proposal will identify agency resources available to the project, describe project activities, and clearly state the project’s anticipated goals, outputs, and outcomes.
Applicants must upload a timeline for the initiation of services and project activities. Applicant must demonstrate the ability to begin providing services within 60 days of grant award.
Applicant must provide a detailed sustainability plan for the program for when/if grant funding is reduced or ends.
Applicant must provide a copy of a Board approved sliding scale policy and a copy of their sliding fee schedule.
1.04Program Evaluation Requirements and Reporting
Performance Measures
Projects are required to align with program objectives expressing Department priorities and core services. Projects will use performance measures to evaluate progress toward meaningful outcomes, and to initiate data collection and reporting consistent with Department priorities.
The Department Priorities, Core Services, Objectives, and Performance Measures of Effectiveness and Efficiency for this program are:
Department Priorities
- 1 Health & Wellness Across the Life Span
Department Core Services
- 1.1 Protect and Promote the Health of Alaskans
Department Objectives
- 1.1.1 Improve the Health Status of Alaskans
- 1.1.3 Decrease Substance Use and Dependency
FY25 Performance Measures required:
Measure I: AKAIMS Data Entry
Data Collection: For this measure the grantee will report the number of unduplicated clients enrolled and served in the quarter and the number of clients enrolled in AKAIMS.
Collection Method: AKAIMS and grantee’s internal data collection system (e.g., electronic health record).
Measure II: AKAIMS Data Entry (PES Providers Only)
Data Collection: For this measure the grantee will report the number of emergency services events in the quarter and the number of events entered into the AKAIMS Emergency Services Module.
Collection Method: AKAIMS and grantee’s internal data collection system (e.g., electronic health record).
Applicants awarded a grant will be required to report their compliance rate in their quarterly report to the Division.
The applicant's proposed evaluation plan will incorporate the performance measures identified above. Applicants can propose additional performance measures for evaluating the project’s progress in achieving results supportive of program goals and outcomes. (The applicant's evaluation plan must include indicators and data gathering strategies that will be used.)
Grant Reporting
Required reporting will include:
- Cumulative Fiscal Reports recording overall grant and match expenditures by budget line; and
- Program Reports in the format prescribed by the program.
Behavioral Health Consumer Survey (BHCS): The survey information will be provided after grants are awarded. The Behavioral Health Consumer Survey (Adult, Youth, and Child as appropriate) must be administered to all consumers of community-based services once a year during the month of October. The BHCS survey will be administered to all consumers of residential based services at the point of discharge.
AKAIMS Minimal Data Set (MDS) is required of all applicants. See Attachment 3 – AKAIMS Minimal Data Set for a comprehensive description of AKAIMS Minimal Data Set requirements. Applicants must affirmatively agree to comply with the requirements of the AKAIMS Minimal Data Set (which includes the Emergency Services Module for PES), and also agree to participate in an AKAIMS data alignment with DBH staff during the first quarter of each grant year.
1.05Target Population and Service Area
Applicants must clearly describe the population targeted by the project, including the area or communities that will be served. Proposals will be evaluated for compatibility with the program’s intended target population identified in this solicitation.
Target Population: The target population for the solicited services are as follows. Applicants must refer to Attachment 2 – Grant Programs and Service Standards, DOH/DBH Regulations, and other authorities as referenced in Attachment 2 for complete information.
Category 1: Type 1. Psychiatric Emergency Services (PES):
- Target Population PES. Crisis response services are rendered to any resident of the grantee’s service area, regardless of ability to pay or whether the resident is presently an enrolled client or a beneficiary, or a nonbeneficiary or a person unknown to the grantee.
Category 2: Type 4. Outpatient Treatment for Adults with Serious Mental Illness (SMI Outpatient):
- Target Population SMI. An adult 21 years or older qualifies as seriously mentally ill (SMI) by meeting definition in 7 AAC 70.920. Individuals 18-21 years old can be served under this program type if they, except for age, fall within the definition of an adult experiencing a serious mental illness.
Category 3: Type 16. Adult Outpatient Substance Use Disorder Treatment (Adult Outpatient SUD):
- Target Population Adult SUD. This program is intended to serve individuals aged 18 and older assessed as having a substance use disorder involving alcohol or other drugs, including prescription and over the counter medications and household/general use products that can be used as inhalants. Additionally, this program is intended to include the client’s support network in the treatment process, including family members, friends and/or employers, to maximize positive outcomes. Admissions are prioritized for pregnant injection drug users, pregnant women, injection drug users and individuals engaged with Office of Children’s Services. Admission will be based on a substance use diagnosis, as defined by the Diagnostic and Statistical Manual of Mental Disorders (DSM 5), and criterion for placement in an outpatient level of care, as defined by the American Society of Addiction Medicine Client Placement Criterion – 3 (ASAM – 3rd Edition).
Service Areas and Communities: The service area and community requested for the services solicited is the Ketchikan service area.
1.06Program Funding
Estimated annual funding for these three program categories is $708,852.56. Funding sources are as follows: Alchl/Drug. Estimated 2-year funding is $1,417,705.12.
Funding will be broken out as follows:
Category 1—PES: $168,832.13
Category 2—SMI Outpatient: $440,020.43
Category 3—Adult Outpatient SUD: $100,000.00
Match Requirement: The budget must include matching funds equal to 25.00% of the proposed Department funds. Calculate required match with the following formula.
Total Requested Grant Award x Required Match Percentage = Required Match
Federal grant funds may not be used to match federal funds awarded through this grant program, and State grant funds may not be used to match State funds awarded through this grant program.
Eligible sources of matching funds include:
- Local Cash: local sources, including local tax receipts, municipal revenue sharing, cash donations
- Local In-Kind: donated items of value for which the applicant incurs no cost, including volunteer labor and donations of supplies, equipment, space
- Other Sources: government and non-government grant awards, third party receipts, direct receipts such as gaming or sales of goods
- Grant Income: earnings anticipated as a result of this project proposal receiving award, and Medicaid reimbursements if award of this grant is required for the applicant to bill Medicaid for awarded services
- Medicaid: includes Medicaid which is not Grant Income, as well as other third-party receipts
Proposed Budget: The applicant must submit a budget proposal for the first fiscal year of the project. The proposed budget detail and narrative, including required match, will support the program's results-based service delivery and staffing requirements stated in this RFP.
Program-Specific Budgeting Requirements:
- Proposals should budget according to the available funding identified per category type for which the proposal applies.
- Proposed Grant Project Budget must be developed in GEMS.
- Budgets must be comprehensive, and reflect all costs associated with the project.
- Applicants must adhere to DOH Grant Budget Preparation Guidelines (see GEMS Documents tab, and below). Refer to examples provided in the Guidelines for content and formatting of all budget line items. For each single line item in the Budget Detail of a Budget Category, there must be a corresponding single description of the line item in the Narrative field for that Budget Category. The corresponding line items and narrative descriptions must agree in name or label, content, and amounts.
The proposed budget will be fully compliant with the limitations described in this RFP, and those detailed in 7 AAC 78.160 (Costs). Regulations are provided under the GEMS Documents tab.
Resources specific to budgeting are also available under the GEMS Documents tab. The Department's Grant Budget Preparation Guidelines provide information and guidance about budget lines, cost detail groupings, and narrative requirements. Grantee User Manual Part I provides detailed instructions for entering a budget proposal in the chapter "Responding to a Solicitation."
Other Agency Funding: Prior to submitting a proposal, applicants are required to list all other agency funding received and applied for. This task must be completed by an Agency Power User in the Other Funding section of the Agency Administration tab. This is part of the pre-award risk assessment required under Uniform Guidance 2 CFR 200.
Indirect Costs: If the proposed budget includes indirect costs, 7 AAC 78.160(p) requires a copy of the agency's current federally approved Indirect Cost Rate Agreement. The agreement is to be uploaded in the Agency Administration tab. Lapsed agreements can be used if uploaded with the negotiating federal agency's written approval to continue using the rate until a new agreement is negotiated. If an agency has never entered into a federally approved Indirect Cost Rate Agreement or no longer has a federally approved agreement in place, the recently updated Federal Uniform Guidance 2 CFR 200 now allows that agency to budget the 15% De Minimis.
Payment for Services/Grant Income: If applicable to the services proposed in response to this solicitation, awarded grantees will have a Medicaid Provider Number or apply to obtain one, and will make reasonable effort to bill all eligible services to Medicaid and any other available sources of payment before seeking grant support for delivery of the proposed services. Department funds are the payer of last resort.
In the applicant’s proposed budget, anticipated receipts and expenditures for all grant income must be evident in the detail and narrative. Fiscal reports for awarded income generating projects will include the receipts and expenditure of all grant income.