1.03Program Services/Activities
Applicants must include a description of proposed activities that support the goals and outcomes to be employed by the project. The applicant must also upload a timeline for initiating services and project activities.
Applicant proposals must describe the ways in which the project aligns with program intent. The submitted project proposal will identify agency resources available to the project; describe project activities; and clearly state the project’s anticipated goals, outputs, and outcomes.
The services delivered through the Adoption and Guardianship Home Studies Grant are anchored around the philosophy that services will be:
1. individualized and strength-based;
2. culturally sensitive/competent; and
3. trauma informed.
Individualized and Strength-Based: Recognition of the strengths of family relationships and building upon those strengths in service planning is critical to achieve optimal outcomes for children and their families.
Culturally Sensitive/Competent: Cultural competence is defined as a set of congruent behaviors, attitudes, and policies that come together in a system, agency, or among professionals and enables that system, agency, or those professionals to work effectively in cross-cultural situations (Cross, Bazron, Dennis, & Isaacs, 1989). Cultural sensitivity broadens our knowledge and understanding of individuals and communities that we work with. Cultural sensitivity begins with recognition that there are differences between cultures. Cultural sensitivity does not mean, however, that a person need only be aware of the differences to interact effectively with people from other cultures. If providers and their clients are to interact effectively, they must move beyond both cultural sensitivity and cultural biases that create barriers.
Developing this kind of culturally competent attitude is an ongoing process. Applicants must ensure continued education for workers in the area of cultural awareness and history of the people being served. In addition, educational and recreational opportunities for families served should be reflective of the culture and incorporate cultural activities whenever possible.
Trauma Informed Services: Research of the last 20 years has taught us that previously unrecognized effects of trauma on the developing brain is one, if not the most important, of the prevalent causes of many issues including behavioral health problems, substance abuse, health issues, and a myriad of social ills - including, but not limited to, child abuse, generational poverty, domestic violence, criminal behavior, and incarceration.
Applicants must describe how they will ensure adherence to these service philosophies through provision of the home study services listed below. Any training or professional development provided must also be outlined.
Home Study Services
A home study consists of a narrative which describes an in-depth assessment and evaluation of the identified permanent family for the child. The assessment is conducted through a series of interviews and home visits. The minimum contact requirements for the assessment are:
- Interviews with each household member;
- One on-site home visit, preferably with both adoptive/guardianship parents present;
- Contacts with three references, by letter or phone;
- Contacts with parties to the child protection case such as the OCS worker, and Guardian ad litem (GAL) and if applicable, contact with the child’s Tribe(s).
The Home Study program activities include:
Referral management
The awarded grantee will have 90 days to complete the home study from the time the referral is received by the grantee. OCS will make referrals to the grantee in a consistent manner in an effort to ensure that the work can be distributed among available home study writers and in an effort to stay within the approved quarterly advances. The program requires that the grantee establish procedures for accurately tracking referrals to ensure specified timeframes will be met. Applicant proposals must include a clear description of this process. Awarded projects will be expected to accept all referrals from OCS, and failure to do so may result in termination of award. OCS identifies each family referral as one home study, thus a sibling group residing with the same family is treated as one referral for a home study. Requests for updated studies, or new home studies on previously studied families, also count as a new referral.
OCS is anticipating at least 400 referrals statewide for adoption or guardianship home studies per fiscal year. The numbers are estimates based on historical data, though the actual referral numbers may be lower or higher. The awarded grantee must continue to accept referrals as long as the awarded budget can meet the need. This is an average of 36 referrals per month July through May. The grantee must get approval from the OCS Grant Program Manager to enter into a contract for any referrals received in the final month of the award, prior to entering into a contract.
Home Study Format
The home study will be written in narrative format and include the content as given in the attached OCS Policy and Procedure. Completed home studies will synthesize information gathered by the home study writer from the family assessment process which includes the interviews, home visits, information from the child’s OCS worker, collateral agency contacts and documents, and criminal background check information. The family’s self-assessment information will also be incorporated into the home study narrative.
Home studies will identify the strengths and needs of the adoption or guardianship family. This will assist the child’s caseworker in preparing the child and family for adoption or guardianship finalization.
Limitations
Home studies completed in this program will be utilized for the purpose of finalizing the adoption or guardianship of a child in foster care. The home studies may not be released to private agencies for use for private or international adoptions. Therefore, each completed home study must have the following statement limiting the use of the home study. In the recommendations section of the home study, it must state:
"This home study has been performed by Grantee Name for the specific purpose of special needs adoptions/guardianships through the State of Alaska Department of Health and Social Services, Office of Children’s Services. This home study may not be used for any other purpose without written permission of the OCS Grant Program Manager."
Notification
Once home studies are completed by the grantee, the grantee is required to notify the pre-adoptive or guardianship family, by providing the adoptive or guardianship family with an unsigned draft copy of the home study. Families will be given 10 days to respond to the grantee for factual edits.
In the event that the family is not recommended for adoptive or guardianship placement, the home study writer will provide justification in appropriate sections of the home study, as well as in the recommendation section at the end of the study to support the reason for the decision. The writer should also list possible changes in the home which could lead to a positive recommendation in the future.
Home Study Finalization
All completed home studies will be reviewed by the grantee and then forwarded to the appropriate OCS Regional Permanency Specialist for approval. The Regional Permanency Specialist is responsible for the final approval or disapproval of a family home study and its recommendation for adoption or guardianship.
The Regional Permanency Specialists may request revisions to the home study from the grantee before approval. This request should be made within 15 days of receipt of the study. Should a revision to a submitted home study be requested, the grantee will have 30-days to complete the necessary revisions.
Training and Professional Development for Home Study Writers
Home study writers providing services through this program will require initial and on-going training to build their competency level. Applicant proposals must outline the plan for the delivery of training to new and/or existing home study writers, the plan for delivery of services must include how the grantee will deliver training to potential writers in rural areas. Applicants are encouraged to plan for the use of video conferencing to deliver accessible training. These training opportunities will be documented in the home study writer’s employee/contractor file and will be reported in quarterly grantee reports.
1.04Program Evaluation Requirements and Reporting
Results Based Budgeting Framework
Results based budgeting provides a framework in which allocated resources support, and are justified by, a set of outputs and expected results. Within this framework, actual performance and achieved outcomes are measured by objective performance measures.
Projects are required to align with program objectives expressing Department priorities and core services. Projects will use performance measures to evaluate progress toward meaningful outcomes, and to initiate data collection and reporting consistent with Department priorities.
The Department Priorities, Core Services, Objectives, and Performance Measures of Effectiveness and Efficiency for this program are:
Department Priorities
- 1 Health & Wellness Across the Life Span
- 3 Safe & Responsible Individuals, Families & Communities
Department Core Services
- 1.2 Provide Quality of Life in a Safe Living Environment for Alaskans
- 3.2 Protect Vulnerable Alaskans
Department Objectives
- 1.2.1 Improve the Safety of Children Receiving Department Services
- 3.2.3 Improve Client Safety within Department and Provider Operated Facilities
Performance Measures
- Effectiveness: Number of studies completed within 90 days of referral, on referrals where extensions were not granted.
- Efficiency: Cost per study (Total amount of grant award divided by the number of referrals which were assigned to writers within the fiscal year)
The applicant's proposed evaluation plan will incorporate the performance measures of effectiveness and efficiency identified above. Applicants can propose additional performance measures for evaluating the project’s progress in achieving results supportive of program goals and outcomes.
Home studies are part of OCS’s efforts to comply with the Federal mandate to achieve timely permanency for children in foster care who cannot return to their home of origin.
Grant Reporting
Required reporting will include:
- Cumulative Fiscal Reports recording overall grant and match expenditures by budget line; and
- Program Reports in the format prescribed by the program.
1.06Program Funding
Funds available for this program are anticipated to total Funding is estimated to be $749,884 per year, comprised of approximately 26% Federal IVE and 74% GF Match. Total funding for the three-year procurement is estimated at $2,249,652.
Proposed Budget: The applicant must submit a budget proposal for the first fiscal year of the project. The proposed budget detail and narrative will support the program's results-based service delivery and staffing requirements stated in this RFP.
Grantees should confer with their CPA to confirm they are following acceptable accounting principles when charging expenditures to the grant. The grantee must get approval from the OCS Grant Program Manager in order to enter into a contract for any referrals received in the final month of award, prior to entering into a contract.
The proposed budget will be fully compliant with the limitations described in this RFP, and those detailed in 7 AAC 78.160 (Costs). Regulations are provided under the GEMS Documents tab.
Resources specific to budgeting are also available under the GEMS Documents tab. The Department's Grant Budget Preparation Guidelines provide information and guidance about budget lines, cost detail groupings, and narrative requirements. Grantee User Manual Part I provides detailed instructions for entering a budget proposal in the chapter "Responding to a Solicitation."
Other Agency Funding: Prior to submitting a proposal, applicants are required to list all other agency funding received and applied for. This task must be completed by an Agency Power User in the Other Funding section of the Agency Administration tab. This is part of the pre-award risk assessment required under Uniform Guidance 2 CFR 200.
Indirect Costs: If the proposed budget includes indirect costs, 7 AAC 78.160(p) requires a copy of the agency's current federally approved Indirect Cost Rate Agreement. The agreement is to be uploaded in the Agency Administration tab. Lapsed agreements can be used if uploaded with the negotiating federal agency's written approval to continue using the rate until a new agreement is negotiated. If an agency has never entered into a federally approved Indirect Cost Rate Agreement or no longer has a federally approved agreement in place, the recently updated Federal Uniform Guidance 2 CFR 200 now allows that agency to budget the 10% De Minimis.
Payment for Services/Grant Income: If applicable to the services proposed in response to this solicitation, awarded grantees will have a Medicaid Provider Number or apply to obtain one, and will make reasonable effort to bill all eligible services to Medicaid and any other available sources of payment before seeking grant support for delivery of the proposed services. Department funds are the payer of last resort.
In the applicant’s proposed budget, anticipated receipts and expenditures for all grant income must be evident in the detail and narrative. Fiscal reports for awarded income generating projects will include the receipts and expenditure of all grant income.